The Melodrama of Proletarian Solidarity: Strike (Sergei Eisenstein, 1925) & Misère au Borinage (Joris Ivens & Henri Storck, 1934)
As a “form of collective action,” Joshua
Clover suggests in his historical study of class struggle tactics, Riot. Strike. Riot (2016), the strike
can be defined as an object of study according to three essential precepts:
1) struggles to set the price of labor
power (or the conditions of labor, which is much the same thing: the amount of
misery that can be purchased by the pound);
2) features workers appearing in their role as workers;
3) unfolds in the context of capitalist production, featuring its interruption at the source via the downing of tools, cordoning of the factory, etc. (p. 16; emphasis in original)
2) features workers appearing in their role as workers;
3) unfolds in the context of capitalist production, featuring its interruption at the source via the downing of tools, cordoning of the factory, etc. (p. 16; emphasis in original)
Insofar as the strike is a form of
struggle corresponding to a particular development in the way that labour is
divided and administered under capitalism, Clover’s definition is very helpful.
What it necessarily elides, however, is an element of the strike that is not unique to
capitalism and wage-labour, but which is instead mediated and reconfigured
according to these material conditions: solidarity.
A peculiar phenomenon, at once affectively charged and intellectually
demanding, working class solidarity emerges at its source from the collective, or at least common, experiences of labour, exploitation, dispossession, and alienation. It simultaneously exerts an affective
force or claim over the individual and requires of the individual a perspective
or consciousness capable of abstracting from the often messy, conflicting signals of the empirical situation. Such a situation poses the possibility of the proletarian subject simultaneously coming to apprehend of the
structural basis of the class conflict to which they are subject, and binding themselves to the particulars of the struggle in the form
of personal identification and political will. Solidarity as a structure of feeling glimpsed in the political form of the strike, then, appears as a secondary element of the strike’s “social content,” buried amongst “the principles of the participants, their affects and beliefs,” (Clover, p. 84).
This
essay will analyze the formal, dramaturgical, and political dimensions of the
solidarity question in the committed strike documentary, and how changing
patterns in the dominant modes of documentary filmmaking affected its expression.
The strike documentary, as a recognizable subgenre of committed filmmaking,
provides a useful test case for this kind of analysis. This investigation will
proceed through a consideration of two major works produced in the wake of the
Russian Revolution’s epochal realignment of the international working class
movement, Strike (Sergei Eisenstein,
1925) and Misère au Borinage (Joris
Ivens & Henri Storck, 1934). The strike documentary, I argue, is perched
between competing tendencies toward, on the one hand, the sobriety of
cultivating an historical materialist analysis of the social and, on the other,
the affective and emotional force of suffering and injustice, often
melodramatically coded in the subgenre’s visual rhetoric of poverty and misery.
This complicated dialectic between head and heart, as it were, is not unique in
the history of committed aesthetics, but what is significant about the strike
documentary is the way it gestures toward and attempts to develop both
practical and representational forms adequate to the emerging, ever mutating
sense of solidarity as a possible
structure of feeling under industrial capitalism.
The condition of possibility for capitalism's uneven development throughout Europe during the long nineteenth century was the formation of the proletariat, and hence the condition of possibility, which the strike itself suggests, for a new form of solidarity experienced as a structure of feeling in the factories and the fields. Structure of feeling is a notoriously slippery concept. It attempts to give name to those collective modes of feeling or experience in a society that transcend the schematic formal divisions between the social and the personal, that escape the typical dichotomies of conceptual language. Raymond Williams (1977) defines the structure of feeling as a “cultural hypothesis” that is principally “concerned with meanings and values as they are actually lived and felt,” or “specifically affective elements of consciousness and relationships: not feeling against thought, but thought as felt and feeling as thought” (p. 132). Structures of feeling are therefore not pure feeling or sensation in opposition to consciousness or rationality; rather, they are social phenomena that operate across cultural formations in dialectical synchrony with the existing (dominant, residual, and emergent) material and ideological forms of domination and resistance. They do not generally announce themselves, but are more often glimpsed in the art and literature of a particular group and moment. And by the time that they have been conceptually formalized by the intelligentsia the dominant structures of feeling in a society may have already changed.
Solidarity, on the other hand, immediately strikes one a feeling or mode of consciousness that, rather than hiding amidst aesthetic forms and semantic figures, necessitates some form of collective declaration. Solidarity is not actualized without a decision, a moment of political will. It is what Williams calls the “practical consciousness” (p. 130) of solidarity, however, that ties the lived and felt reality of this experience to the idea that he is attempting to explore under this name. Solidarity is a strange thing, insofar as the form of unity that it refers to can neither be primarily situated on the side of either affective bond or political consciousness, whether based in class, race, or some other identity or analytical standpoint. Only in the practical, dialectical movement between these different poles can the collectivity of thought and feeling that make up the organic totality of the structure of feeling be observed. Solidarity, being the referential name for a particular mode of sociopolitical experience, is therefore never complete, never unadulterated or unreserved. Its particular experience may be principled and thoughtful, or angry and brash, or even filled with doubt or disunity.
Aside
from the more contested, predominantly liberal lineage of the labour exposé, if
there exists any established subgenre within the already minor history of
committed labour filmmaking, it is the strike documentary. Like many other
kinds of political film, the question of solidarity is a central concern of the
committed strike documentary. What makes the strike documentary particularly attuned to this problematic,
however, is the nature of the strike itself. Strikes are political activities
carried out with particular ends in mind, in response to particular grievances
or in support of particular demands. They are sequential, and therefore usually
intelligible narratively. Strikes may conclude in a set number of ways, whether
in a workers’ victory in which the capitalists must accede to their employees’
demands (or further, in the potentially revolutionary universalization of the
general strike), a qualified victory for the workers, a qualified victory for
the owners, or the clear defeat of the striking workers (numerous variations or
combinations of these different scenarios can of course also play out). The
temporal finitude and the particular stakes of the strike as an expression of
proletarian self-activity, with real material consequences for the
participants, allow the strike film to function in the moment as an urgent
appeal for solidarity or, retrospectively, as an appeal for future solidarity
and/or as an object for political analysis.
Arguably, the first great strike
documentary was not even a documentary in the customary sense. Strike (1925), Sergei Eisenstein’s debut
feature film, portrays a labour clash at a Russian factory in 1903. After a
worker is accused of petty theft by a factory manager and levied with a
punishment that is itself tantamount to an economic death sentence, the man hangs himself in
desperation. His death sparks the other workers to rebellion, which turns into
an all-out strike. As the strike drags on, the workers face state repression,
dwindling food stores, and subversion by police agents, but they also develop
sophisticated forms of revolutionary self-organization and a new comprehension
of solidarity as a collective structure of feeling they would not have
otherwise experienced without the division of labour demanded by capitalist
industrial production. In the end, the Tsarist army slaughters the striking
workers and their families, the images of human death symbolically intercut
with images of animal slaughter. Their deaths cannot be read as tragic in the
traditional sense, however, as the utopian promise of the fictional workers’
brief self-governance enacted on screen had by 1925 already been consummated in
the Bolshevik Revolution and the defeat of the White Army in the Civil War.[1]
Despite the film's clearly fictional narrative structure, pioneering documentary scholar Bill Nichols (2016) argues that Strike has significant “documentary value" (p. 24). This is the exact term used by John Grierson in his New York Sun
review of Robert J. Flaherty’s Moana (1926), which is popularly, erroneously cited as the first appearance of the word "documentary" as a technical term.[2]
The unorthodox “documentary value” of Strike,
like Eisenstein’s more famous Battleship
Potemkin (1925), comes from the director's rhetorical and thematic concern with the
world-historical inheritance of the failed 1905 revolution, which served as a
precursor to the February and October Revolutions of 1917.[3] “Strike gives figurative embodiment to more than just a strike,” Nichols writes
elsewhere, “it is not the documentary record of a real strike, or the true
story of an imaginary one” (1994, p. 110; emphasis in original). The film’s
achievement, in other words, is far in excess of simple documentation for
purposes of empirical or archival posterity. Against the dominant tendency
whereby “what has already occurred takes precedent over the dialectical process
of remembering the past to transform the future […],” Nichols continues, “Strike refuses to offer an indexical
pathway back to the past as the visible ruins of a congealed consciousness and
meaning” (1994, p. 114).
Eisenstein’s
radical montage style and sensitivity to the dialectical movement of history
mark Strike as formally
distinct, perhaps even unrivalled, in the history of the strike documentary—for reasons beyond the obvious—but
dramatically familiar as an (albeit unconventional) form of melodrama. The
melodrama in its mature form first arose in eighteenth and nineteenth century France as a type of popular romantic drama set to music, which mediated
and reflected on the economic and political turmoil unleashed by the Revolution
and its long aftermath through the personal dramas of the new bourgeois
familial morality. Melodramas, Elisabeth Anker (2012) writes, are “organized in
cycles of injury and action, of suffering and strength, until a hero rescues
the victim and usually triumphs over the villain” (p. 136). Eisenstein’s modern
variation of melodrama as progressively rising action of workers versus bosses
and state hinges on “the dramatic recognition
of good and/or evil and in that recognition the utopian hope that justice
might be done,” contra the knowing acceptance of fate’s immutability typical
of tragedy, which Linda Williams characterizes as decisive to the form (2014,
p. 113; emphasis in original). And although the film’s emphasis on the workers
as a collective subject minimizes melodrama’s traditional preoccupation with
the individual, one of the few recognizable characters—the worker whose suicide
incites the factory to rebellion—still performs the narratively crucial role of
the unjustly suffering individual (as vanishing mediator) whose misery
establishes what Williams calls the “moral legibility” that can frame and
animate the workers’ outrage and guide them toward concretely pursuing their
utopian imaginary. Although the individual victim in Strike can at first blush be read as distinct from the collective
proletarian hero, the hero’s failure to save the dead worker—who can only be
redeemed posthumously in the Benjaminian sense—draws these dialectical poles
back together into a unity of object (victim) and subject (hero). By mediating the sensational, emotional, and
visceral pull of the narrative (frequently expressed via exclamatory close-ups)
with the machinic dynamism of his editing, Eisenstein seeks to make use of
melodrama’s qualities of mass attraction while simultaneously “leaving aside
the [tradition’s] sentimentality and bourgeois concerns” (Gaines, 1995, p.
112).
The stylistic distance between the Soviet Strike and the Dutch Joris Ivens and
Belgian Henri Storck’s Misère au Borinage
(1934), produced less than a decade later, suggests the parallel distance
between the artistic eclecticism of the immediate post-revolutionary USSR and
the more considered harmonization of cultural and material production as
socialist construction began in earnest with the Five Year Plans. Realistically
depicting striking miners living in abject poverty in Belgian coal country, Misère au Borinage has emerged of the two films as
a far more widely emulated aesthetic model for the documentary representation
of proletarian and slum life. Although it unavoidably tarries in that familiar,
melodramatic, frenzied realism of the miserable, an aesthetic holdover from the nineteenth century novel’s preoccupation with the socioeconomic
chaos of the Industrial Revolution, the directors were deeply concerned with
overcoming the politically debilitating threat posed by meditative forms of
sentimental or moralistic audience reception common to the film’s subject
matter. In many ways, the aesthetic problematic of Misère au Borinage is similar if not identical to that of Strike: how to overcome the ideological
impasse of pity as an audience
reaction when the “actuality” of the poverty and immiseration before the camera
appears so absolute, and the odds—both political-economic and dramaturgical—against which the workers must struggle seem so
insurmountable. Misère au Borinage thus
provides the realist response to Strike’s
modernist consideration of committed aesthetic practice, but as I will argue
these two aesthetic formulations are deeply imbricated historically.
Jane M.
Gaines (1999) highlights Misère au Borinage as
“a milestone in political aesthetics” that “pioneered a look” in committed documentary
(p. 87). She also argues that, in contrast with a post-revolutionary work
like Eisenstein’s, it “raises the [fundamental] question of […] the difference
between using revolutionary film to
reeducate or resolidify solidarity among the converted and using film to initiate and convert” (p. 87;
emphasis added). Misère au Borinage was
completed after Ivens’s invited visit to the USSR at the end of the first Five
Year Plan in 1932, during which time he directed his major solidarity
documentary about socialist construction, Komsomol
(1933). The influence of this experience is apparent in the Belgian film’s
reinterpretation and recontextualization of the socialist realist aesthetic for
a capitalist setting,[4] which Ivens as a dedicated
Communist brought back with him from the cultural debates then raging in the
Soviet Union.[5]
If the goal of socialist realism was “the edification of socialist society” and the formal resolution of the contradiction
between individual and collective in the figure of the new socialist man, the
transposition of these aesthetic concerns to a pre-revolutionary capitalist
context necessitated a reconsideration of scale and intent (Robin, 1992, p.
214; emphasis in original). The
workers of the Borinage region are portrayed in highly emotional terms over a
series of loosely connected vignettes, but the grand, mimetic heroism often
associated with Stalin-era depictions of Soviet life is here distilled to
small-scale gestures of solidarity like the casual occupation of a fellow
worker’s home so that his family’s furniture cannot be repossessed.
Ivens and
Storck went to great lengths during production to counteract the aesthetic lure
of their subjects’ abjection.[6] “During the filming of Borinage,” Ivens later recalled,
we sometimes had to destroy a certain
superficial beauty that would occur when we did not want it. […] In the cramped
and filthy interiors of the Borinage, an agreeable aesthetic value might
prevent a spectator from saying to himself, “This is dirty—this smells bad—this
is not a place for human beings to live.” (Quoted in Waugh, 2016, pp. 181-182)
Besides the conscious excision of
visually evocative or traditionally beautiful details, one of the basic
techniques Ivens and Storck use to distance the viewer from the immediacy of
the visual is expository address. They begin with on-screen text that, while
far from noteworthy as a feature of silent cinema, is significant for the way
that it interacts with staged footage to spatially locate and contextualize the
class struggle in the Borinage region within the workings of the global
capitalist system. Title cards, both expository and explanatory, punctuate the
editing throughout. Elements like these help to communicate in very simple
terms that while the mire of the slums may constitute the concrete material of
the workers’ lives, it is not the real horizon of their roles as economic
agents or objects. While the daily lives, and particularly the cramped homes,
of the workers and their families are filmed with great intimacy, this intimacy
is treated like the double-edged sword it is. The on-screen figures do not
become recognizable to us as individuals with particular qualities, even though
they are often framed in close-ups or tightly composed ensembles in two-,
three-, four-, five-, even six- and seven-shots. The film’s final passage,
detailing a public workers’ demonstration after Ivens and Storck have focused
for most of the running time on more personal matters of social reproduction
and survival, opens back up to this holistic economic perspective with its
recognition of the class struggle’s continual movement and possibility: “the
formulation of a long-term political strategy has priority over the mere
revelation of the workers’ poverty” (Waugh, 2016, p. 185).
Assuming
we accept some variation of Nichols’s documentary designation of the Eisenstein
film, Strike and Borinage can be classified as examples of what he refers to as
reflexive and expository documentaries, respectively. Expository documentary
was the dominant mode of non-fictional filmmaking in Europe and North America
throughout the form’s early periods of development. This mode of representation
is defined, as the name suggests, by a directness of rhetorical address, the
coherency and continuity of which usually operates as a structuring principle
of greater importance than the film’s diegetic elements. “The rhetoric of the
commentator’s argument serves as the textual dominant, moving the text forward
in service of its persuasive needs,” Nichols explains,
(The “logic” of the text is a
subordinated logic; as in law, persuasive effect tends to override the
adherence to the strictest standards of reasoning.) […] The expository mode
emphasizes the impression of objectivity and of well-substantiated judgment.
This mode supports the impulse toward generalization handsomely since the
voice-over commentary can readily extrapolate from the particular instances
offered on the image track. Similarly it affords an economy of analysis,
allowing points to be made succinctly and emphatically, partly by eliminating
reference to the process by which knowledge is produced, organized, and
regulated so that it, too, is subject to the historical and ideological process
of which the film speaks. (Nichols, 1991, p. 35)
Because Borinage lacks the proverbial Voice of
God in terms of auditory address, the film’s intertitles play this foundational
textual and argumentative role instead. There is a sense in which the
requirement for the viewer to read the titles introduces a more active, open
experience of viewership, however marginally, than aural narration allows for.
Nevertheless, Ivens and Storck’s purpose is unambiguous. Borinage was produced to establish a feeling of solidarity with the
striking miners, to help direct that solidarity towards providing material
support, and to be useful in that vein to the Belgian Communist Party for
propaganda and recruitment purposes. In these material aims, it was unusually successful
for a work of documentary filmmaking (Gaines, 1999; Waugh, 2016). In contrast to the expository
mode’s bracketing of the epistemological problematic, a reflexive film like Strike is very clearly concerned with
making popularly intelligible history itself as a dialectical movement of class
forces such that the viewer has not only the desire but also the analytical
tools to interpret and participate in that collective struggle.
The declaration or expression of solidarity, whether it be in the form of strike, documentary, money, material resources, voice, bodily presence, or something other, is always a formal articulation of that underlying structure of feeling, never the thing itself. The committed documentarian of the strike, then, is put in the position of aesthetically intervening in the cultural sphere on behalf of the political claim instigated by strike, such that the “thought as felt and feeling as thought” of the site of exploitation to which the strikers’ solidarity is addressed is made tangible and intelligible, both in itself and in relation to the capitalist social formation that structures it. The structure of feeling is primarily a trace of a common mode of experience—and solidarity is certainly that—but the work of forging solidarity is simultaneously a refusal to allow this commonality to remain comfortably at the level of recognition. It is instead charged by the revolutionary injunction elaborated in Marx’s eleventh thesis on Feuerbach: not only to interpret the world, but to change it.
[1]
A similar narrative structure
appears in Eisenstein’s next film Battleship
Potemkin (also 1925), which transposes the strike narrative form onto a
loosely fictionalized account of a famous naval mutiny that occurred near the
port of Odessa in 1905.
[2]
Nichols (2016) suggests that
the “documentary value” in Strike’s
early melding of nonfiction and fiction is
comparable to Flaherty’s exotic anthropological scene-setting in Moana, despite their divergent
categorizations in most tellings of film history (p. 24).
[3]
The historical distribution and reception of the fictionalized Battleship Potemkin further draws out this documentary character.
The film’s London premiere in 1929 featured on the same bill the premiere of John
Grierson’s canonical silent documentary Drifters
(1929), about British fisherman in the North Sea, and Grierson himself was
directly involved with the preparation of English-language titles for Battleship Potemkin’s earlier American
release.
[4]
The first major period in the
debate over the direction of Soviet artistic and cultural life, which had been
ongoing since prior to the Revolution, culminated with the First Soviet
Writers’ Congress, held in Moscow between August 17 and September 1, 1934. 591
delegates representing 52 different Soviet nationalities participated at the
Congress, as well as 40 foreign writers. Although socialist realism had already
become a major force in Soviet aesthetics, it was not until this Congress that
it was formally adopted as the official aesthetic line of the USSR: “[T]he
veracity and the historically concrete aspect of the artistic representation of
reality have to be allied to the task of ideological change and the education
of workers in the spirit of socialism” (quoted in Robin, 1992, p. 11). While
socialist realism shares many features in common with social realism, the
historical particularity of its development and reception make it important to
understand as a unique movement.
[5]
For his lifelong commitment to
the actually-existing international communist movement; willingness to explore
the aesthetic possibilities of socialist realism in its various permutations,
so often dismissed in the West; and defense of the recreation or staging of
scenes long after this practice had been denounced as anathema, Ivens has been
acclaimed and decried in equal measure. Thomas Waugh, perhaps his greatest
contemporary advocate, cites a particularly gruesome and telling dismissal of
Ivens by the film critic Édouard Waintrop—made in Ivens’s 1989 Libération obituary no less—which cannot
help but seem almost quaint in its vulgar anticommunism: “‘the Leni Riefenstahl
of Stalinism” (Waintrop quoted in Waugh, 2016, p. 25).
[6]
Waugh (2016) connects Ivens
and Storck’s concerns about the aestheticization of poverty with Walter
Benjamin’s contemporary critique of the New Objectivity photography movement
expressed in his seminal 1934 essay “The Author as Producer” (pp. 181-185).
Works Cited
Anker, E. (2012). Left melodrama. Contemporary Political Theory 11(2), 130-152. doi:10.1057/cpt.2011.10
Clover, J. (2016). Riot. Strike. Riot: The new era of uprisings. London and New York: Verso.
Gaines, J. (1995). Revolutionary theory/Prerevolutionary melodrama. Discourse 17(3), 101-118. Retrieved from http://www.jstor.proxy.lib.sfu.ca/stable/41389388
Gaines, J. M. (1999). Political mimesis. In J. M. Gaines & M. Renov (Eds.), Collecting visible evidence (pp. 84-102). Minneapolis, MN and London: University of Minnesota Press.
Nichols, B. (1991). Representing reality: Issues and concepts in documentary. Bloomington and Indianapolis, IN: Indiana University Press.
Nichols, B. (1994). Blurred boundaries: Questions of meaning in contemporary culture. Bloomington and Indianapolis, IN: Indiana University Press.
Nichols, B. (2016). Speaking truths with film: Evidence, ethics, politics in documentary. Berkeley, CA, Los Angeles, and London: University of California Press.
Robin, R. (1992). Socialist realism: An impossible aesthetic (C. Porter, Trans.). Stanford, CA: Stanford University Press.
Waugh, T. (2016). The conscience of cinema: The works of Joris Ivens, 1926-1989. Amsterdamn: Amsterdam University Press.
Williams, L. (2014). On The Wire. Durham, NC and London: Duke University Press.
Williams, R. (1977). Marxism and literature. Oxford, UK: Oxford University Press.
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